The following borrows heavily from the original paper.
Elena Gorokhova in 1995 reports on a developmental stage description of article use by Spanish L1 learners of English. She follows a description of final state article use that was formulated by William Diver – the founder of Columbia School linguistics which is a sign-based functional linguistics account. A sign is a pairing of a signal with its meaning.
In Diver’s account the/a signals a need to differentiate referents in a piece of discourse while the Ø zero article signals no such need. The signal is used when there is enough information available to differentiate referents and a/an signal is used when there is insufficient information available to differentiate referents. For the Ø zero article four communicative reasons are given:
a) referent is unimportant to message as message is about an associated activity.
He went to Ø bed early (went to sleep on whatever bed)
b) referent important but no chance of confusion
He went Ø home (his home)
He went to Ø school (his school)
c) only one possible referent
Ø Einstein died in Ø Princeton
d) no differentiation among instances needed
Ø Water boils at 100C (any and all water)
The above is represented in the figure below:
Gorokhova then postulates 4 stages based on her longitudinal data which culminate in the Standard English state shown above.
In the first stage learners only have the which is used with cognitively more salient referents. Hence important and visible referents are signaled by the:
In stage II the signal a is acquired. The now in addition to signaling importance is used to mark large size of a visible referent. A signals visible referents smaller in size and which are less important. Note that in stages I and II the and a are used very differently to the end state standard English. In stages I and II they are used to show degrees of attention whilst in the end state standard English they are used to show degrees of differentiation of referents in discourse:
Stage III learners begin to pay attention to the larger discourse although their linguistic value is still based on cognitive salience. Stage III is a transitional stage:
In stage IV discourse plays a significant role in the use of articles. Learners choose the and a on differentiation of referents. Context is used from restrictive clause or noun phrases or successive mention of the same referent. The is also used with familiar referents such as bank, school etc:
In stage V students acquire use of the Ø zero article. Here also “frame anaphora” is evoked by the use of the e.g. Someone is driving and there are people in the back seat. The speaker relies on shared non-linguistic knowledge (driving is usually done in a car which usually has seats) with the hearer. This stage is hard to acquire – of the seventy learners in Gorokhova’s study only two showed Stage V article usage.
Although this study suggests a particular order of acquisition – The > A > Ø Zero article, there is no consensus in the literature. Some studies support this order, others show A > The > Ø Zero article, others show Ø Zero article > The > A.
What is heavily implied though is that due to the discourse effects on article use, articles should not be taught in isolated sentences but with a piece of discourse in addition to background information about the speaker and hearer.
I recently drew Figure 1 and Master’s figure of Classification vs Identification with a student. She preferred Master’s figure as she had trouble understanding the word differentiation. It should be noted in this case of focus on form and meaning there was only a cursory look in response to her question about using articles.
Thanks for reading and do check the Columbia School of linguistics as I believe this approach has a lot of potential for use in class. And do also check some other thoughts on article use here:
- Articles and collocational effects
- Classified and Identified – A pedagogical grammar for article use
- A, an, the, definiteness and specificity
Gorokhova, E. (1995). Acquisition of English articles by native speakers of Spanish. In Contini-Morava, E. & Goldberg, B. S. (Eds.) Meaning as explanation: Advances in linguistic sign theory, 441-452. Berlin: Mouton de Gruyter.